Disclosures
The following disclosures are required of Blue Duck Wealth LLC as a registered investment advisory practice. They are presented here in full and in plain language for the benefit of clients, prospective clients, and any reviewing authority.
Regulatory Disclosure
Blue Duck Wealth LLC is a registered investment adviser. Registration does not imply a particular level of skill or training. All investment advisory services are provided in accordance with applicable federal and state securities laws.
Past investment performance is not a guarantee or reliable indicator of future results. All investing involves risk, including the possible loss of principal. Nothing on this website constitutes investment, legal, or tax advice.
Information presented on this website is for informational purposes only and does not constitute a solicitation to buy or sell any security. Prospective clients should review all applicable disclosures before entering into an advisory relationship.
Compensation & Conflicts of Interest
Blue Duck Wealth LLC is compensated through advisory fees paid directly by clients. Fee structures are disclosed in full in the firm's Form ADV Part 2A before any advisory relationship begins. The firm does not receive commissions, referral fees, or compensation from third parties for product recommendations.
As a fee-only practice, the firm's financial interests are aligned with clients' outcomes rather than with product sales. Any material conflict of interest that arises will be disclosed to affected clients promptly and in writing.
The firm's principal adviser may hold positions in securities discussed with clients. These holdings are disclosed in Form ADV Part 2A and updated as required by applicable regulations.
Form ADV, Privacy Policy & State Registrations
Clients and prospective clients are entitled to receive a copy of the firm's Form ADV at any time upon request. The documents below are kept current and filed with the relevant regulatory authority.
Form ADV Part 1 — filed with the SEC/state securities regulator and publicly available via the IAPD at adviserinfo.sec.gov. Form ADV Part 2A (Firm Brochure) — describes services, fees, conflicts, and disciplinary history. Form ADV Part 2B (Brochure Supplement) — details the background of the firm's supervised persons.
Privacy Policy — Blue Duck Wealth LLC collects only the personal information necessary to deliver advisory services and does not sell or share client data with unaffiliated third parties except as required by law or with client consent.
To request current copies of any filing or to ask questions about this page, contact the firm directly at hello@blueduckwealth.com. All requests will be fulfilled within a reasonable time and at no charge.